Chan, Lai Sze (SFC:ACO201) 陳麗絲

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BOCOM Schroder Asset Management (Hong Kong) Company Limited Rep Advising on securities 2014-09-01 2016-08-01
Rep Asset management 2014-09-01 2016-08-01
Rep Dealing in securities 2014-09-01 2016-08-01
2 Legg Mason Asset Management Hong Kong Limited Rep Advising on corporate finance 2004-10-29
Rep Asset management 2004-12-15
Rep Advising on futures contracts 2005-07-28
Rep Advising on securities 2006-04-06
RO Asset management 2004-12-15 2013-03-31
RO Advising on futures contracts 2005-07-28 2006-05-26
Rep Dealing in securities 2005-12-02 2006-04-06
RO Advising on securities 2006-04-06 2013-03-31
RO Dealing in securities 2006-04-06 2013-03-31
RO Asset management 2013-09-17 2014-07-31
3 Legg Mason International Equities (Hong Kong) Limited Rep Advising on corporate finance 2004-10-29
Rep Asset management 2004-12-15
Rep Advising on futures contracts 2005-07-28
Rep Advising on securities 2006-04-06
Rep Dealing in securities 2006-04-06
RO Asset management 2004-12-15 2013-03-31
RO Advising on futures contracts 2005-07-28 2006-05-26
RO Advising on securities 2006-04-06 2013-03-31
RO Dealing in securities 2006-04-06 2013-03-31
RO Advising on securities 2013-09-17 2014-07-31
RO Asset management 2013-09-17 2014-07-31
RO Dealing in securities 2013-09-17 2014-07-31

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top