Tsang, Freeman Siu For 曾劭科
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on corporate finance | 2004-09-24 | Rep | Asset management | 2004-09-24 | Rep | Advising on securities | 2004-09-30 | Rep | Dealing in securities | 2004-09-30 |
| 2 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2004-10-19 | 2006-06-24 | Rep | Asset management | 2004-11-26 | 2006-06-24 | Rep | Dealing in securities | 2005-12-01 | 2006-06-24 | Rep | Advising on securities | 2009-11-09 | 2010-03-29 | Rep | Dealing in securities | 2009-11-09 | 2010-03-29 | RO | Advising on securities | 2010-03-29 | 2020-10-30 | RO | Dealing in securities | 2010-03-29 | 2020-10-30 |
| 3 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2004-10-19 | 2006-06-24 | Rep | Dealing in securities | 2004-10-19 | 2006-06-24 | Rep | Asset management | 2004-11-26 | 2006-06-24 |
| 4 | Pictet Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2007-02-06 | 2009-10-16 | Rep | Advising on securities | 2009-09-02 | 2009-10-16 | Rep | Advising on securities | 2020-11-16 | 2020-12-16 | Rep | Dealing in securities | 2020-11-16 | 2020-12-16 | RO | Advising on securities | 2020-12-16 | RO | Dealing in securities | 2020-12-16 |
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