Chan, Mei Shan (SFC:ANC021) 陳美珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BASIC ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-12-10 | 2014-12-15 | RO | Asset management | 2014-12-15 | 2016-06-17 |
2 | BOCOM Schroder Asset Management (Hong Kong) Company Limited | Rep | Asset management | 2016-06-27 | 2016-08-15 | Rep | Advising on securities | 2016-06-27 | 2016-12-19 | Rep | Dealing in securities | 2016-06-27 | 2016-12-19 | RO | Asset management | 2016-08-15 | 2019-08-10 | RO | Advising on securities | 2016-12-19 | 2019-08-10 | RO | Dealing in securities | 2016-12-19 | 2019-08-10 |
3 | IMC Asia Pacific Limited | Rep | Dealing in futures contracts | 2020-08-18 | 2020-10-08 | Rep | Dealing in securities | 2020-08-18 | 2020-10-08 | RO | Dealing in futures contracts | 2020-10-08 | RO | Dealing in securities | 2020-10-08 |
4 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on futures contracts | 2006-02-22 | 2006-05-26 | Rep | Asset management | 2006-02-22 | 2014-04-10 | Rep | Advising on securities | 2006-02-22 | 2014-07-31 | Rep | Dealing in securities | 2006-02-22 | 2014-07-31 | RO | Asset management | 2014-04-10 | 2014-07-31 |
5 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on futures contracts | 2006-02-22 | 2006-05-26 | Rep | Advising on securities | 2006-02-22 | 2014-04-10 | Rep | Asset management | 2006-02-22 | 2014-04-10 | Rep | Dealing in securities | 2006-02-22 | 2014-04-10 | RO | Advising on securities | 2014-04-10 | 2014-07-31 | RO | Asset management | 2014-04-10 | 2014-07-31 | RO | Dealing in securities | 2014-04-10 | 2014-07-31 |
6 | TIBRA TRADING HONG KONG LIMITED | RO | Dealing in futures contracts | 2019-10-29 | 2020-07-18 | RO | Dealing in securities | 2019-10-29 | 2020-07-18 |
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