Chow, Shun Yip 周順業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2011-06-07 | 2013-01-28 | Rep | Asset management | 2011-06-07 | 2013-01-28 | Rep | Dealing in securities | 2011-06-07 | 2013-01-28 |
| 2 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2011-06-07 | 2013-01-28 | Rep | Asset management | 2011-06-07 | 2013-01-28 | Rep | Dealing in securities | 2011-06-07 | 2013-01-28 |
| 3 | Positano Wealth Management Limited | Rep | Asset management | 2019-10-03 | Rep | Advising on securities | 2019-12-05 |
| 4 | Victoire Asia Investments Limited | RO | Asset management | 2014-03-07 | 2019-05-31 |
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