Chu, Victor Wai Tak 褚偉德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2008-08-05 | 2013-11-29 | Rep | Asset management | 2008-08-05 | 2013-11-29 | Rep | Dealing in securities | 2008-08-05 | 2013-11-29 |
| 2 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2016-09-09 | 2020-11-09 | Rep | Advising on securities | 2016-09-09 | 2020-11-09 | Rep | Dealing in securities | 2016-09-09 | 2020-11-09 | RO | Advising on futures contracts | 2020-11-09 | RO | Advising on securities | 2020-11-09 | RO | Dealing in securities | 2020-11-09 |
| 3 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2014-01-06 | 2016-07-30 | Rep | Dealing in securities | 2014-01-06 | 2016-07-30 |
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