Tsang, Wai Ching 曾惠貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-12 | |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2007-07-13 | 2010-02-07 |
| 3 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2010-02-24 | 2010-09-24 |
| 4 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2010-11-23 | 2013-05-28 |
| 5 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2013-07-29 | 2015-06-05 |
| 6 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2015-09-11 | |
| 7 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Asset management | 2010-03-19 | 2010-09-24 |
| 8 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | |
| 9 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2003-08-13 | |
| 10 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2007-07-13 | 2010-02-07 |
| 11 | Legg Mason Asset Management Hong Kong Limited | Rep | Dealing in securities | 2010-11-23 | 2013-05-28 |
| 12 | First Sentier Investors (Hong Kong) Limited | Rep | Dealing in securities | 2013-07-29 | 2015-06-05 |
| 13 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-09-11 | 2021-12-31 |
| 14 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2015-09-11 |
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