Tse, Monique Kit Ting 謝潔婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2014-07-18 | 2016-11-03 | Rep | Dealing in securities | 2014-07-18 | 2016-11-03 |
| 2 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2004-08-16 | 2006-09-22 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2019-08-22 | 2020-01-29 | Rep | Asset management | 2019-08-22 | 2020-01-29 | Rep | Dealing in securities | 2019-08-22 | 2020-01-29 |
| 4 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2003-09-23 | 2004-07-26 | Rep | Asset management | 2003-09-23 | 2004-07-26 |
| 5 | JPMorgan Funds (Asia) Limited | Rep | Advising on corporate finance | 2003-09-22 | Rep | Advising on securities | 2003-09-23 | Rep | Asset management | 2003-09-23 | Rep | Dealing in securities | 2004-07-26 |
| 6 | Legg Mason Asset Management Hong Kong Limited | Rep | Dealing in securities | 2006-11-07 | 2013-07-02 | Rep | Advising on securities | 2006-11-21 | 2013-07-02 | Rep | Asset management | 2006-11-21 | 2013-07-02 |
| 7 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2006-12-28 | 2008-09-01 | Rep | Asset management | 2006-12-28 | 2008-09-01 | Rep | Dealing in securities | 2006-12-28 | 2008-09-01 |
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