Lee, Ka Lun (SFC:AGM564) 李家麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2017-01-27 | 2017-04-10 | Rep | Asset management | 2017-01-27 | 2017-04-10 | RO | Advising on securities | 2017-04-10 | 2021-01-31 | RO | Asset management | 2017-04-10 | 2021-01-31 |
| 2 | ASIA INVESTMENT RESEARCH LIMITED | Rep | Advising on securities | 2008-03-17 | 2008-07-07 | Rep | Asset management | 2008-03-17 | 2008-07-07 | RO | Advising on securities | 2008-07-07 | 2016-09-28 | RO | Asset management | 2008-07-07 | 2016-09-28 |
| 3 | LLOYDS TSB PACIFIC LIMITED | RO | Advising on securities | 2005-11-01 | RO | Asset management | 2005-11-01 | RO | Dealing in securities | 2007-12-31 |
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