Stanton Iii, Walter Xavier
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2010-01-13 | 2011-01-18 | Rep | Advising on securities | 2010-03-04 | 2011-01-18 | RO | Advising on securities | 2011-01-18 | 2023-04-18 | RO | Asset management | 2011-01-18 | 2023-04-18 | RO | Dealing in securities | 2011-01-18 | 2023-04-18 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-25 | 2009-09-28 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-25 | 2009-09-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy