Stanton Iii, Walter Xavier
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2010-03-04 | 2011-01-18 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-25 | 2009-09-28 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-25 | 2009-09-28 |
| 4 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2010-01-13 | 2011-01-18 |
| 5 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2011-01-18 | 2023-04-18 |
| 6 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | RO | Asset management | 2011-01-18 | 2023-04-18 |
| 7 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | RO | Dealing in securities | 2011-01-18 | 2023-04-18 |
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