Chan, Yuen Ting (SFC:APV572) 陳婉婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2010-01-21 | Rep | Advising on securities | 2010-03-04 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-10-18 | 2009-10-14 |
3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-10-18 | 2009-10-14 |
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