Chung, Wai Yan (SFC:ALB466) 鍾慧欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2004-08-06 | 2006-11-30 | Rep | Asset management | 2004-08-06 | 2006-11-30 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2010-07-29 | 2016-02-27 | Rep | Asset management | 2010-07-29 | 2016-02-27 | Rep | Dealing in securities | 2011-02-15 | 2016-02-27 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-12-23 | 2009-03-02 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-12-23 | 2009-03-02 |
| 5 | SEI INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2009-04-02 | 2010-06-18 | Rep | Asset management | 2009-04-02 | 2010-06-18 |
| 6 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2016-04-25 | 2024-05-17 | Rep | Asset management | 2016-04-25 | 2024-05-17 | Rep | Dealing in securities | 2016-04-25 | 2024-05-17 | RO | Advising on securities | 2024-05-17 | RO | Asset management | 2024-05-17 | RO | Dealing in securities | 2024-05-17 |
| 7 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2016-04-25 | 2024-05-17 | Rep | Asset management | 2016-04-25 | 2024-05-17 | Rep | Dealing in securities | 2016-04-25 | 2024-05-17 | RO | Advising on securities | 2024-05-17 | RO | Asset management | 2024-05-17 | RO | Dealing in securities | 2024-05-17 |
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