Lai, Joey Wing Sze 黎詠詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-18 | |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2004-11-18 | |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Asset management | 2004-11-18 | |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2004-11-18 | |
| 6 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-04-26 | |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-29 | 2008-04-26 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-26 | |
| 9 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2008-05-26 | 2011-12-24 |
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