Ng, Siu Mui (SFC:AGF542) 伍少梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC GUYERZELLER FAR EAST LIMITED | Rep | Advising on securities | 2006-03-27 | Rep | Asset management | 2006-03-27 | Rep | Dealing in securities | 2004-12-23 | 2009-05-01 | Rep | Advising on futures contracts | 2005-03-09 | 2009-05-01 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2009-11-03 | 2011-12-24 |
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