Ng, Rowena See Wai 吳思煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | RO | Advising on corporate finance | 2004-05-10 | RO | Dealing in securities | 2004-05-10 | Rep | Advising on corporate finance | 2004-05-10 | 2004-05-14 | Rep | Dealing in securities | 2004-05-10 | 2004-05-14 | Rep | Advising on corporate finance | 2016-01-13 | 2020-10-09 | RO | Advising on corporate finance | 2020-10-09 | 2023-02-28 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-14 | 2004-06-02 | Rep | Advising on securities | 2004-05-14 | 2004-06-02 | Rep | Dealing in securities | 2004-05-14 | 2004-06-02 | RO | Advising on corporate finance | 2004-06-02 | 2006-12-20 | RO | Advising on securities | 2004-06-02 | 2006-12-20 | RO | Dealing in securities | 2004-06-02 | 2006-12-20 |
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