Suzuki, Takenori
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2009-11-23 | 2012-06-30 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-04-23 | 2007-04-26 |
3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-04-23 | 2007-04-26 |
4 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2013-04-08 | 2016-04-08 |
5 | VP Wealth Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-08-30 | 2012-10-11 |
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