Ng, Joyce Sum Yin 伍心妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-06-29 | Rep | Advising on securities | 2003-06-29 | Rep | Asset management | 2003-06-29 | Rep | Automated trading services | 2003-06-29 | Rep | Dealing in securities | 2003-06-29 |
| 2 | King Wai Asset Management Company Limited | Rep | Advising on securities | 2012-11-06 | 2012-12-21 | Rep | Asset management | 2012-11-06 | 2012-12-21 | RO | Advising on securities | 2012-12-21 | 2017-10-10 | RO | Asset management | 2012-12-21 | 2017-10-10 |
| 3 | LIM ADVISORS LIMITED | Rep | Asset management | 2006-06-05 | 2012-05-24 |
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