Yau, Eric Siu Kei 丘兆祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-08-08 | 2009-03-27 | Rep | Advising on securities | 2006-08-08 | 2009-03-27 | Rep | Dealing in securities | 2006-08-08 | 2009-03-27 | RO | Advising on corporate finance | 2009-03-27 | 2010-11-14 | RO | Advising on securities | 2009-03-27 | 2010-11-14 | RO | Dealing in securities | 2009-03-27 | 2010-11-14 |
| 2 | Link Asset Management Limited (HK) | RO | Asset management | 2011-05-06 | 2022-05-01 |
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