Tse, Ho Seng 謝灝笙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2008-06-23 | 2008-09-23 | Rep | Advising on corporate finance | 2008-07-11 | 2008-09-23 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-11-25 | 2005-08-11 | Rep | Dealing in futures contracts | 2006-05-08 | 2007-09-01 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-11-25 | 2004-07-08 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2007-10-25 | 2008-04-02 |
| 5 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-11-26 | 2014-12-24 |
| 6 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-11-26 | 2014-12-24 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-11-25 | 2005-08-11 | Rep | Dealing in securities | 2006-05-08 | 2007-09-01 |
| 8 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2009-02-02 | 2014-11-16 | Rep | Dealing in futures contracts | 2009-02-19 | 2014-11-16 |
| 9 | PLATINUM BROKING COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-10 | Rep | Advising on securities | 2003-09-10 | Rep | Asset management | 2003-09-10 | Rep | Dealing in securities | 2003-09-10 |
| 10 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2015-05-27 | 2015-11-04 |
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