Chan, Stephanie Sin Ping 陳倩萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2021-06-29 | |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2021-06-29 | |
| 3 | Funderstone Asset Management (HK) Limited | Rep | Asset management | 2011-06-02 | 2014-04-07 |
| 4 | Funderstone Futures Limited | Rep | Advising on futures contracts | 2005-01-20 | Rep | Dealing in futures contracts | 2011-09-15 | Rep | Asset management | 2011-11-02 | RO | Dealing in futures contracts | 2011-09-15 | 2014-03-07 | RO | Asset management | 2011-11-02 | 2014-03-07 | Rep | Asset management | 2014-03-07 | 2014-04-07 | Rep | Dealing in futures contracts | 2014-03-07 | 2014-04-07 |
| 5 | Funderstone Securities Limited | Rep | Advising on corporate finance | 2005-01-20 | Rep | Advising on securities | 2005-01-20 | Rep | Dealing in securities | 2011-09-15 | Rep | Asset management | 2011-11-02 | RO | Dealing in securities | 2011-09-15 | 2014-03-07 | RO | Asset management | 2011-11-02 | 2014-03-07 | Rep | Asset management | 2014-03-07 | 2014-04-07 | Rep | Dealing in securities | 2014-03-07 | 2014-04-07 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-17 | 2021-06-18 |
| 7 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-17 | 2021-06-18 |
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