SFC licences of Chan, Stephanie Sin Ping 陳倩萍

Chan, Stephanie Sin Ping 陳倩萍

Key data
Positions

Current
History

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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	Organisation	Role	Activity	From	Until
1	China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2021-06-29
2	China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2021-06-29
3	Funderstone Futures Limited	Rep	Advising on futures contracts		2005-01-20
4	Funderstone Securities Limited	Rep	Advising on corporate finance		2005-01-20
5	Funderstone Securities Limited	Rep	Advising on securities		2005-01-20
6	Funderstone Futures Limited	Rep	Dealing in futures contracts		2011-09-15
7	Funderstone Securities Limited	Rep	Dealing in securities		2011-09-15
8	Funderstone Futures Limited	Rep	Asset management		2011-11-02
9	Funderstone Securities Limited	Rep	Asset management		2011-11-02
10	Funderstone Futures Limited	RO	Dealing in futures contracts	2011-09-15	2014-03-07
11	Funderstone Securities Limited	RO	Dealing in securities	2011-09-15	2014-03-07
12	Funderstone Futures Limited	RO	Asset management	2011-11-02	2014-03-07
13	Funderstone Securities Limited	RO	Asset management	2011-11-02	2014-03-07
14	Funderstone Asset Management (HK) Limited	Rep	Asset management	2011-06-02	2014-04-07
15	Funderstone Futures Limited	Rep	Asset management	2014-03-07	2014-04-07
16	Funderstone Futures Limited	Rep	Dealing in futures contracts	2014-03-07	2014-04-07
17	Funderstone Securities Limited	Rep	Asset management	2014-03-07	2014-04-07
18	Funderstone Securities Limited	Rep	Dealing in securities	2014-03-07	2014-04-07
19	Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-04-17	2021-06-18
20	Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-04-17	2021-06-18

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