Liu, Hok Sum Sam 廖學琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-01-14 | 2017-06-01 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-01-14 | 2017-06-01 |
| 3 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2009-04-24 | 2012-12-31 |
| 4 | Funderstone Securities Limited | Rep | Dealing in securities | 2009-04-24 | 2012-12-31 |
| 5 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-12-31 | 2007-08-01 |
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