Singh, Sanjiv
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-05-04 | |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-05-04 | |
| 3 | Funderstone Futures Limited | Rep | Advising on futures contracts | 2005-01-24 | Rep | Asset management | 2005-01-24 | Rep | Dealing in futures contracts | 2015-01-14 |
| 4 | Funderstone Securities Limited | Rep | Advising on corporate finance | 2005-01-24 | Rep | Advising on securities | 2005-01-24 | Rep | Asset management | 2005-01-24 | Rep | Dealing in securities | 2015-01-14 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-04-03 | 2020-04-17 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-04-03 | 2020-04-17 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-01-21 | 2020-03-27 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-01-21 | 2020-03-27 |
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