Tam, Arthur Kin Man 譚建文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Dealing in securities | 2016-07-11 | 2016-10-05 | Rep | Advising on securities | 2016-10-03 | 2017-06-23 | RO | Dealing in securities | 2016-10-05 | 2017-06-23 |
| 2 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2006-12-15 | 2016-07-01 |
| 3 | Funderstone Securities Limited | Rep | Dealing in securities | 2006-08-03 | 2016-07-01 |
| 4 | GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED | RO | Advising on securities | 2017-11-07 | 2020-03-27 |
| 5 | GRAND PARTNERS SECURITIES LIMITED | RO | Dealing in securities | 2017-06-29 | 2020-03-27 |
| 6 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2021-09-08 | 2021-11-18 | RO | Dealing in securities | 2021-11-18 |
| 7 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | Dealing in securities | 2020-06-22 | 2021-07-02 |
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