Lai, Anthea Nga Ting 賴雅婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Advising on corporate finance | 2003-11-20 | Rep | Dealing in securities | 2003-11-20 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-16 | 2003-11-20 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-01-15 | 2005-07-26 | Rep | Advising on securities | 2005-01-15 | 2005-07-26 | Rep | Dealing in securities | 2005-01-15 | 2005-07-26 |
| 4 | LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2005-09-29 | 2012-10-31 | Rep | Dealing in securities | 2005-09-29 | 2012-10-31 | Rep | Asset management | 2005-11-07 | 2012-10-31 |
| 5 | Polen Capital HK Limited | Rep | Advising on securities | 2012-10-04 | 2014-04-24 | Rep | Asset management | 2012-10-04 | 2014-04-24 | Rep | Dealing in securities | 2012-10-04 | 2014-04-24 |
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