Ye, Lin (SFC:AOA395) 葉林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-08-17 | 2016-04-07 | Rep | Asset management | 2015-08-17 | 2016-04-07 | Rep | Dealing in securities | 2015-08-17 | 2016-04-07 |
| 2 | LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2010-05-06 | 2012-10-31 | Rep | Asset management | 2010-05-06 | 2012-10-31 | Rep | Dealing in securities | 2010-05-06 | 2012-10-31 |
| 3 | Polen Capital HK Limited | Rep | Advising on securities | 2012-10-04 | 2015-08-08 | Rep | Asset management | 2012-10-04 | 2015-08-08 | Rep | Dealing in securities | 2012-10-04 | 2015-08-08 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2006-10-05 | 2010-03-22 | Rep | Dealing in securities | 2006-10-05 | 2010-03-22 |
| 5 | SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2016-04-26 | 2019-09-30 | Rep | Asset management | 2016-04-26 | 2019-09-30 |
| 6 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-10-01 | 2022-08-26 | Rep | Asset management | 2019-10-01 | 2022-08-26 | Rep | Dealing in securities | 2022-01-13 | 2022-08-26 |
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