Ye, Lin (SFC:AOA395) 葉林

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Standard Chartered Securities (Hong Kong) Limited Rep Advising on securities 2006-10-05 2010-03-22
2 Standard Chartered Securities (Hong Kong) Limited Rep Dealing in securities 2006-10-05 2010-03-22
3 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2010-05-06 2012-10-31
4 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2010-05-06 2012-10-31
5 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Dealing in securities 2010-05-06 2012-10-31
6 Polen Capital HK Limited Rep Advising on securities 2012-10-04 2015-08-08
7 Polen Capital HK Limited Rep Asset management 2012-10-04 2015-08-08
8 Polen Capital HK Limited Rep Dealing in securities 2012-10-04 2015-08-08
9 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on securities 2015-08-17 2016-04-07
10 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Asset management 2015-08-17 2016-04-07
11 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Dealing in securities 2015-08-17 2016-04-07
12 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2016-04-26 2019-09-30
13 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2016-04-26 2019-09-30
14 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Rep Advising on securities 2019-10-01 2022-08-26
15 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Rep Asset management 2019-10-01 2022-08-26
16 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Rep Dealing in securities 2022-01-13 2022-08-26

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