Kim, Hyoung Nam
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-07-19 | 2008-02-12 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2013-10-08 | 2020-11-01 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2013-10-08 | 2020-11-01 | Rep | Dealing in securities | 2013-10-08 | 2020-11-01 |
| 4 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-09-15 | 2013-09-19 |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2020-11-11 | 2024-03-27 | Rep | Dealing in securities | 2020-11-11 | 2024-03-27 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-02-21 | 2009-03-31 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-02-21 | 2009-03-31 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-03-17 | 2009-03-31 |
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