Chu Tsang Kwan, Caroline
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2008-08-18 | 2009-03-03 | Rep | Dealing in securities | 2008-08-18 | 2009-03-03 |
| 2 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-11 | 2008-06-20 | Rep | Dealing in futures contracts | 2008-06-11 | 2008-06-20 | Rep | Dealing in futures contracts | 2009-08-10 | 2014-10-31 | Rep | Dealing in securities | 2009-08-10 | 2014-10-31 |
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