Lam, Yik Wa (SFC:AWH855) 林奕華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GEO Securities Limited | Rep | Dealing in securities | 2014-04-23 | 2016-06-30 |
| 2 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-07-13 | 2017-01-11 |
| 3 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-11-18 | 2012-11-13 |
| 4 | Sun International Investment Services Limited | Rep | Dealing in securities | 2017-01-16 | 2018-06-28 | Rep | Advising on securities | 2017-01-26 | 2018-06-28 | Rep | Asset management | 2017-01-26 | 2019-11-22 | RO | Advising on securities | 2018-06-28 | 2019-11-22 | RO | Dealing in securities | 2018-06-28 | 2019-11-22 |
| 5 | WiseWings Capital Management Limited | RO | Asset management | 2019-12-06 | RO | Advising on securities | 2020-04-28 | RO | Dealing in securities | 2020-04-28 |
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