Mann, Chi Tat 文志達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-05-02 | 2022-09-08 |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2018-05-02 | 2022-09-08 | Rep | Dealing in securities | 2018-05-02 | 2022-09-08 | Rep | Dealing in futures contracts | 2019-06-18 | 2022-09-08 |
3 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2004-12-09 | 2010-08-01 | Rep | Automated trading services | 2004-12-09 | 2010-08-01 | Rep | Dealing in securities | 2004-12-09 | 2010-08-01 |
4 | Liquidnet Asia Limited | Rep | Automated trading services | 2022-12-06 | Rep | Dealing in securities | 2022-12-06 |
5 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-02 | 2012-08-15 |
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