Plunkett, Timothy Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Securities Hong Kong Limited | Rep | Dealing in securities | 2020-07-27 | 2020-09-25 | RO | Dealing in securities | 2020-09-25 | 2021-07-23 |
| 2 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-09-19 | 2017-06-20 | RO | Advising on securities | 2017-06-20 | 2020-07-18 | RO | Dealing in securities | 2017-06-20 | 2020-07-18 |
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