Wong, Mun Kong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2012-11-09 | 2013-02-20 | Rep | Dealing in securities | 2012-11-09 | 2013-02-20 | RO | Advising on corporate finance | 2013-02-20 | 2018-05-15 | RO | Dealing in securities | 2013-02-20 | 2018-05-15 | Rep | Advising on securities | 2018-04-11 | 2018-06-29 | Rep | Advising on corporate finance | 2018-05-15 | 2018-06-29 | Rep | Dealing in securities | 2018-05-15 | 2018-06-29 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-01-17 | 2007-06-14 | Rep | Dealing in securities | 2006-01-17 | 2007-06-14 | Rep | Advising on corporate finance | 2007-06-28 | 2011-07-08 | Rep | Dealing in securities | 2007-06-28 | 2011-07-08 | RO | Advising on corporate finance | 2011-07-08 | 2012-08-21 | RO | Dealing in securities | 2011-07-08 | 2012-08-21 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-01-17 | 2007-06-14 | Rep | Advising on corporate finance | 2007-06-28 | 2011-07-08 | RO | Advising on corporate finance | 2011-07-08 | 2012-08-21 |
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