Chen, Yanhu 陳彥虎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2021-05-05 | 2022-06-28 | Rep | Asset management | 2021-05-05 | 2022-06-28 | Rep | Dealing in securities | 2021-05-05 | 2022-06-28 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-11-23 | 2015-03-31 | Rep | Dealing in securities | 2010-11-23 | 2015-03-31 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-11-23 | 2015-03-31 |
| 4 | Prime China Investments and Advisory Limited | Rep | Advising on securities | 2022-08-08 | Rep | Asset management | 2022-08-08 |
| 5 | Prime China Securities Limited | Rep | Dealing in securities | 2022-08-08 |
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