Cheng, Kong Sen 程亢生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Asset Management (Hong Kong) Co. Limited | Rep | Advising on securities | 2016-01-26 | 2016-11-15 | Rep | Asset management | 2016-01-26 | 2016-11-15 | Rep | Dealing in securities | 2016-01-26 | 2016-11-15 | RO | Advising on securities | 2016-11-15 | 2017-08-04 | RO | Asset management | 2016-11-15 | 2017-08-04 | RO | Dealing in securities | 2016-11-15 | 2017-08-04 |
| 2 | Anbang Capital (Hong Kong) Co. Limited | Rep | Advising on corporate finance | 2015-02-02 | 2016-01-12 | Rep | Advising on securities | 2015-02-02 | 2016-01-12 | Rep | Dealing in securities | 2015-02-02 | 2016-01-12 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-02-14 | 2015-01-28 | Rep | Dealing in securities | 2011-02-14 | 2015-01-28 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-02-14 | 2015-01-28 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-10-12 | 2008-11-21 | Rep | Dealing in securities | 2007-10-12 | 2008-11-21 | Rep | Advising on securities | 2009-10-06 | 2010-12-22 | Rep | Dealing in securities | 2009-10-06 | 2010-12-22 |
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