Kong, Zhou 孔舟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-08-30 | 2013-06-21 | Rep | Dealing in securities | 2011-08-30 | 2013-06-21 |
2 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-08-30 | 2013-06-21 |
3 | Ocean Arete Limited | Rep | Asset management | 2018-06-14 | 2020-09-30 | RO | Asset management | 2020-09-30 |
4 | Xin Tian Fund Management Company Limited | Rep | Advising on securities | 2013-06-27 | 2016-08-09 | Rep | Asset management | 2013-06-27 | 2016-08-09 | RO | Advising on securities | 2016-08-09 | 2018-05-12 | RO | Asset management | 2016-08-09 | 2018-05-12 |
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