Li, Kelman Jun Qiao 李駿翹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2009-03-18 | 2009-06-22 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-09-20 | 2014-07-15 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-09-20 | 2014-07-15 |
| 4 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2009-03-18 | 2009-06-22 |
| 5 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2015-12-24 | 2021-03-12 |
| 6 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2009-03-18 | 2009-06-22 |
| 7 | Cavalry Management Asia, Limited | Rep | Asset management | 2021-06-16 | 2023-08-31 |
| 8 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2009-03-18 | 2009-06-22 |
| 9 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-09-20 | 2014-07-15 |
| 10 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Dealing in securities | 2015-12-24 | 2021-03-12 |
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