Liu, Yuan (SFC:ANM106) 劉源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-05-30 | 2017-05-22 | Rep | Dealing in securities | 2006-05-30 | 2017-05-22 |
| 2 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-05-30 | 2017-03-31 |
| 3 | VMS Asset Management Limited | RO | Asset management | 2018-11-06 | 2020-05-08 |
| 4 | VMS Securities Limited | Rep | Advising on corporate finance | 2017-09-01 | 2018-03-02 | Rep | Dealing in securities | 2017-09-01 | 2020-05-08 | RO | Asset management | 2018-03-02 | 2019-03-20 |
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