Pong, David Juyoung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-10-25 | 2008-04-14 | Rep | Dealing in securities | 2007-10-25 | 2008-04-14 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-05-24 | 2021-01-26 | Rep | Advising on securities | 2016-05-24 | 2021-01-26 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2016-05-24 | 2021-01-26 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-05-16 | 2012-02-10 | Rep | Dealing in securities | 2011-05-16 | 2012-02-10 | RO | Advising on corporate finance | 2012-02-10 | 2012-02-10 | RO | Dealing in securities | 2012-02-10 | 2012-02-10 |
| 5 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-05-16 | 2012-02-10 | RO | Advising on corporate finance | 2012-02-10 | 2012-02-10 |
| 6 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-03-29 | 2022-04-29 | Rep | Advising on securities | 2021-03-29 | 2022-04-29 | Rep | Dealing in securities | 2021-03-29 | 2022-04-29 | RO | Advising on corporate finance | 2022-04-29 | 2023-11-01 | RO | Advising on securities | 2022-04-29 | 2023-11-01 | RO | Dealing in securities | 2022-04-29 | 2023-11-01 |
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