Ran, Dong (SFC:ARP048) 冉棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2008-09-08 | 2010-03-27 | Rep | Dealing in securities | 2008-09-08 | 2010-03-27 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-08-25 | 2015-06-05 | Rep | Dealing in securities | 2011-08-25 | 2015-06-05 | Rep | Advising on corporate finance | 2017-11-15 | 2020-08-10 | Rep | Dealing in securities | 2017-11-15 | 2020-08-10 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-08-25 | 2015-06-05 |
| 4 | orientiert XYZ Securities Limited | Rep | Advising on corporate finance | 2017-08-08 | 2017-10-23 | Rep | Advising on securities | 2017-08-08 | 2017-10-23 | Rep | Dealing in securities | 2017-08-08 | 2017-10-23 |
| 5 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2010-04-12 | 2011-08-15 | Rep | Advising on securities | 2010-04-12 | 2011-08-15 | Rep | Dealing in securities | 2010-04-12 | 2011-08-15 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-08-19 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2017-04-04 |
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