Sareen, Gautam (SFC:ASF060)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2022-07-11 | Rep | Advising on securities | 2022-07-11 | Rep | Dealing in securities | 2022-07-11 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-01-02 | 2015-04-17 | Rep | Dealing in securities | 2009-01-02 | 2015-04-17 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-01-02 | 2015-04-17 |
| 4 | NAN FUNG TRINITY (HK) LIMITED | Rep | Advising on securities | 2021-12-08 | 2022-05-31 | Rep | Asset management | 2021-12-08 | 2022-05-31 | Rep | Dealing in securities | 2021-12-08 | 2022-05-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy