Xiao, Lan (SFC:AQP591) 肖蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-03 | 2015-03-18 | Rep | Dealing in securities | 2014-07-03 | 2015-03-18 | Rep | Advising on corporate finance | 2014-08-20 | 2015-03-18 | RO | Advising on corporate finance | 2015-03-18 | 2016-09-30 | RO | Advising on securities | 2015-03-18 | 2016-09-30 | RO | Dealing in securities | 2015-03-18 | 2016-09-30 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-03-03 | 2014-03-17 | Rep | Dealing in securities | 2008-03-03 | 2014-03-17 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-03-03 | 2014-03-17 |
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