Kasten, Olaf
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-22 | 2009-08-24 | RO | Dealing in futures contracts | 2009-08-24 | 2010-06-05 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-05-22 | 2010-06-05 |
| 3 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2010-09-16 | 2011-06-13 | RO | Dealing in futures contracts | 2011-06-13 | 2011-11-30 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-09-16 | 2011-02-02 | RO | Dealing in securities | 2011-02-02 | 2011-11-30 |
| 5 | MACQUARIE EQUITIES (ASIA) LIMITED | RO | Dealing in securities | 2011-08-26 | 2011-11-30 |
| 6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2009-05-22 | 2009-08-24 | RO | Dealing in securities | 2009-08-24 | 2010-06-05 |
| 7 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2015-09-11 | 2015-12-31 | Rep | Asset management | 2015-09-11 | 2015-12-31 | Rep | Dealing in securities | 2015-09-11 | 2015-12-31 |
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