Pisano, Luke
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-05-11 | 2008-05-08 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-05-11 | 2008-05-08 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-11 | 2008-05-08 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-11 | 2008-05-08 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-06-10 | 2009-06-01 |
| 6 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2009-07-16 | 2009-08-24 |
| 7 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-08-31 | 2011-01-26 |
| 8 | MACQUARIE CAPITAL LIMITED | RO | Dealing in securities | 2011-01-26 | 2012-11-05 |
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