Shao, Jiong 邵炯

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DEUTSCHE SECURITIES ASIA LIMITED Rep Advising on corporate finance 2015-12-07 2017-05-08
2 LEHMAN BROTHERS ASIA LIMITED Rep Advising on securities 2008-05-16 2008-09-29
3 MACQUARIE CAPITAL LIMITED Rep Advising on securities 2010-08-11 2011-04-26
RO Advising on securities 2011-04-26 2014-12-31
Rep Advising on corporate finance 2015-01-21 2015-10-30
Rep Dealing in securities 2015-01-21 2015-10-30
4 Macquarie Corporate (Hong Kong) Limited Rep Advising on corporate finance 2015-01-21 2015-10-30
5 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2008-10-10 2010-05-01

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