Shiu, Jeffrey Ma
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2005-07-25 | 2005-10-07 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-08-06 | 2009-09-29 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-08-06 | 2009-09-29 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-10-14 | 2007-06-02 | Rep | Dealing in securities | 2009-12-29 | 2010-10-04 | RO | Dealing in securities | 2010-10-04 | 2016-04-05 | Rep | Dealing in securities | 2016-10-03 | 2017-10-12 | RO | Dealing in securities | 2017-10-12 | 2021-01-08 |
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