Tan, Yat Quan 陳溢軍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-09-10 | |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-08-09 | 2022-06-30 | Rep | Dealing in securities | 2021-08-09 | 2022-06-30 | RO | Advising on securities | 2022-06-30 | RO | Dealing in securities | 2022-06-30 |
| 3 | Macquarie Asia Securities Limited | Rep | Advising on securities | 2020-09-30 | 2021-05-21 | Rep | Dealing in securities | 2020-09-30 | 2021-05-21 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2006-01-04 | 2011-02-18 | RO | Dealing in securities | 2011-02-18 | 2012-02-21 | Rep | Dealing in securities | 2013-03-19 | 2014-08-22 | RO | Dealing in securities | 2014-08-22 | 2017-07-01 |
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