Zaki, Adam Anwar
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-01-27 | 2004-08-26 |
| 2 | RBS Asia Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-01-27 | 2004-08-26 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2004-10-12 | 2007-11-19 |
| 4 | MACQUARIE CAPITAL LIMITED | RO | Dealing in securities | 2007-11-19 | 2012-10-01 |
| 5 | MACQUARIE CAPITAL LIMITED | RO | Advising on securities | 2017-11-13 | |
| 6 | MACQUARIE CAPITAL LIMITED | RO | Automated trading services | 2017-11-13 | |
| 7 | MACQUARIE CAPITAL LIMITED | RO | Dealing in securities | 2017-11-13 | |
| 8 | MACQUARIE CAPITAL LIMITED | RO | Advising on corporate finance | 2018-12-06 | |
| 9 | Macquarie Asia Securities Limited | RO | Advising on securities | 2020-09-03 | |
| 10 | Macquarie Asia Securities Limited | RO | Dealing in securities | 2020-09-03 |
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