Alexander, Sean Philip 白影子
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arete Research Asia Limited | Rep | Advising on securities | 2018-08-16 | 2018-09-27 | RO | Advising on securities | 2018-09-27 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2006-02-28 | Rep | Dealing in securities | 2006-02-28 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-10-25 | 2012-11-30 | Rep | Dealing in securities | 2016-10-03 | 2018-03-16 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-09-22 | 2007-07-18 |
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