Chan, Andrea Wai Ming 陳慧明

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in futures contracts 2022-07-26
Rep Dealing in securities 2022-07-26
2 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Dealing in futures contracts 2007-10-05 2010-04-19
Rep Dealing in securities 2007-10-05 2010-04-19
Rep Advising on futures contracts 2007-10-25 2010-04-19
Rep Advising on securities 2007-10-25 2010-04-19
3 Macquarie Asia Securities Limited Rep Dealing in securities 2020-09-30 2022-03-25
4 MACQUARIE CAPITAL LIMITED Rep Dealing in securities 2010-07-30 2014-03-27
RO Automated trading services 2013-07-09 2016-02-19
RO Dealing in securities 2014-03-27 2016-02-19
Rep Automated trading services 2016-03-03 2016-04-25
Rep Dealing in securities 2016-03-03 2022-03-25
Rep Automated trading services 2017-07-07 2022-03-25
5 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2006-04-18 2006-07-15
6 Merrill Lynch Far East Limited Rep Dealing in securities 2006-04-18 2006-07-15
7 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2006-04-18 2006-07-15
8 Morgan Stanley Asia Limited Rep Automated trading services 2004-08-12 2006-03-14
Rep Dealing in securities 2004-08-12 2006-03-14
9 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2005-07-06 2006-03-14
Rep Dealing in futures contracts 2005-07-06 2006-03-14
10 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2006-08-16 2007-04-14
Rep Dealing in securities 2006-08-16 2007-04-14
11 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2006-12-14 2007-04-14

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