Chan, Andrea Wai Ming 陳慧明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2022-07-26 | Rep | Dealing in securities | 2022-07-26 |
2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-10-05 | 2010-04-19 | Rep | Dealing in securities | 2007-10-05 | 2010-04-19 | Rep | Advising on futures contracts | 2007-10-25 | 2010-04-19 | Rep | Advising on securities | 2007-10-25 | 2010-04-19 |
3 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2020-09-30 | 2022-03-25 |
4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-07-30 | 2014-03-27 | RO | Automated trading services | 2013-07-09 | 2016-02-19 | RO | Dealing in securities | 2014-03-27 | 2016-02-19 | Rep | Automated trading services | 2016-03-03 | 2016-04-25 | Rep | Dealing in securities | 2016-03-03 | 2022-03-25 | Rep | Automated trading services | 2017-07-07 | 2022-03-25 |
5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-04-18 | 2006-07-15 |
6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-04-18 | 2006-07-15 |
7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-04-18 | 2006-07-15 |
8 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-08-12 | 2006-03-14 | Rep | Dealing in securities | 2004-08-12 | 2006-03-14 |
9 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-07-06 | 2006-03-14 | Rep | Dealing in futures contracts | 2005-07-06 | 2006-03-14 |
10 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-08-16 | 2007-04-14 | Rep | Dealing in securities | 2006-08-16 | 2007-04-14 |
11 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-12-14 | 2007-04-14 |
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